Confucian philosophy is said to have arrived in Japan as early as the third century AD, but it did not become a
subject of meaningful scholarly inquiry until the seventh century. The ‘Confucianism' to which Japanese elites and
scholars were first attracted represented fields of knowledge concerned more with ontology and divination than
with social ethics and politics. Because of the priority given to birth over talent in official appointments,
Confucianism in Japan remained more a gentlemanly accomplishment and never approached the status it had in
China, where mastery of its teachings represented a gateway to officialdom. Intellectually, Confucian philosophy
was overshadowed both in Japan and on the continent at this time by the teachings of Buddhism, which provided
answers both to spiritual and metaphysical concerns.
Confucianism in China was refashioned in the eleventh and twelfth centuries by a number of scholars, of whom
Zhu Xi was the most prominent. He revised the curriculum, restored social and ethical concerns to positions of
centrality within the tradition and formulated a new rationalistic ontology. His teachings won a broad following
among intellectuals in China and eventually earned the government's endorsement as the official interpretation
for China's examination system.
From the seventeenth century onwards, Zhu Xi's teachings reached a comparably distinguished position within
scholarly circles in Japan, though the government's endorsement of the Hayashi family as official interpreters of
Zhu Xi's teachings was the limit of the official authorization of that philosophy in Japan. Though the idealistic
Wang Yangming school challenged Zhu Xi's teachings in Japan as it had in China, the more effective challenge
was mounted by the classicist teachings known as Ancient Studies. These scholars, of whom the best known was
Ogy? Sorai, sought the ‘true message of the sages' by emphasizing direct study of the ancient core texts of
Confucianism rather than the exegesis on those classics by Zhu Xi and others.
Confucian philosophy contributed to the rationalism, humanism, ethnocentrism and ‘historical mindedness' of
Tokugawa Japan. The teachings were also responsible for changing fundamental ontological and epistemological
assumptions, while also opening intellectual circles to unprecedented pluralism and diversity. Towards the end of
the Tokugawa period in the mid-nineteenth century, Confucian philosophy (particularly in the variety fashioned
by Wang Yangming) also provided inspiration and justification for those activist reformers who succeeded in
overthrowing the old order.
During the modern period, Confucian philosophy has been identified with the Tokugawa tradition which has been
at times idealized and and at other times vilified. Nonetheless, a number of the assumptions central to Confucian
philosophy continue to characterize much popular and intellectual thought in contemporary Japan, as well as
those ethics that tend to be most admired, even though actual knowledge of Confucian philosophy does not appear
to be widespread any longer in Japan.
1 Confucian philosophy in early Japan
The earliest extant Japanese histories record that in AD 285 - the actual date was probably a century or so later -
Wani, of the Korean kingdom of Paekche, brought copies of the Analects (Lunyu; in Japanese, Rongo) of
Confucius and the Qianziwen (Thousand Character Classic; Senjimon in Japanese) from Korea to Japan (
Confucian philosophy, Korean). Even though most scholarship on Japan tends to identify this introduction of
Confucian texts with the introduction of Confucian philosophy, it is nonetheless clear that immigrants from China
and Korea who were familiar with the Confucian classics surely preceded the gift of these texts and probably
themselves represent the actual introduction of Confucianism to Japan.
Confucianism does not appear to have provoked the same measure of suspicion or antagonism as other forms of
continental East Asian civilization being introduced to Japan at this time, and the fact that Japanese interest in
Confucianism continued to grow is suggested by the arrival in the sixth century of authorities from Paekche on the
Confucian classics. Thereafter, with the coincident introduction of Buddhism (also from Korea), Confucian
philosophy came to be regarded in Japan as one component of the richly variegated culture and civilization of
continental East Asia, both of which were increasingly welcomed and responsible for major changes in Japan.
The ‘Confucianism' to which Japanese elites were first exposed, however, was not the ethical socio-political
teaching represented by texts like the Analects or the Mengzi ( Confucius; Mencius) which were not at that time
regarded as the core of the tradition. Instead, this early continental Confucianism represented the elaboration of
metaphysical and cosmological constructions dating from Han dynasty China (206 BC- AD 220) ( Chinese
philosophy). According to these teachings, an emperor was the supreme Son of Heaven whose correct performance
of his role as an intermediary between Heaven above and Earth below was essential to the harmonious processes of
the cosmos ( Tian). According to this doctrine human responsibilities lay principally in the area of
governmental administration, which if properly executed would then ensure that everything from seasonal change
to plentiful harvest would contribute to terrestrial well-being, and of course the greatest responsibility thus rested
with those in the highest positions. Accordingly, those in Japan who aspired to a more powerful Chinese-style
imperial institution often invoked these claims to further their own interests. Further, by positing the
interrelatedness of all phenomena in the human realm with those of the celestial and terrestrial realms, this early
form of Confucianism also taught that an understanding of the whole might be inferred from an understanding of
individual particulars, and so it came to include such divinatory exercises as geomancy, astrology and numerology.
These too enjoyed considerable appeal in Japan.
However, because long-standing aristocratic principles in Japan gave priority to pedigree over either virtue or
administrative performance, Japanese Confucianism differed from that on the continent by marginalizing both
discussion of imperial virtue as it was believed to promote effective government, and assessment of administrative
performance as it was likewise believed to entitle one to career advancement. Thus, it was characteristic in Japan
before the seventeenth century to consult ‘Confucian' philosophy on such matters as determining auspicious dates
or sites for important events or constructions, but only rarely does one find meaningful engagement of Confucian
wisdom on how best to order the affairs of human beings or the state.
One example of this peripheral role for Confucian philosophy may be discerned in Japan's first important
statement of goals for the polity in terms of the new political thought from the continent, the so-called ‘Seventeen
Article Constitution' of 604. In this document, its author Prince Sh?toku exhorts Japanese leaders to accept the
continental imperial principle using references to Confucianism as only one possible source of justification, with
other often more persuasive arguments drawn from such alternative forms of thought as Buddhism and Legalism
( Sh?toku Constitution). Buddhism in Japan, as in China, succeeded in preempting Confucian claims to
authority in the realm of governance by itself asserting its role in ‘protecting' the government from both natural
and supernatural threats ( Buddhist philosophy, Chinese).
This, however, did not prevent Confucianism from making contributions in other areas. For example, one may
discern the influence of Confucian philosophy in the seventh- and eighth-century impulse to record Japanese
history for posterity, and it is clear that the early refashioning of the previously oral historical tradition sought to
depict at least some emperors in the classic guise of benevolent Confucian-style monarchs. These earliest histories
in Japan, however, did not reflect certain other perhaps more fundamental Confucian historiographical principles,
such as the notion of dynastic change, the Mandate of Heaven as conferred upon those whose virtue entitles them
to rule, and historical evidence of Heaven's rewarding the rectification of names whereby responsibilities were
expected to conform to title and position.
Further, from time to time as during the reigns of Emperors Daigo (897-930) and Murakami (946-67),
Confucianism did receive attention at the imperial court, but such occasions were the exception rather than the
rule. Despite the fact that Confucian texts remained part of the curriculum of those aristocrats who trained for
positions in service to the imperial court - positions to which their aristocratic birth gave them first claim -
Confucian philosophy per se was quickly subordinated to Buddhism and came to be regarded for the most part as a
teaching of only secular value whose larger truths might all be found in more developed fashion within Buddhism.
Indeed, when the Buddhist pioneer K?kai sought to represent all religious consciousness in terms of ten stages, he
ranked Confucianism near the very bottom and second only to the debased consciousness of animal passions, a
perspective that was shared widely during succeeding centuries in Japan.
2 Zhu Xi and the Confucian revival
During the eleventh and twelfth centuries in China, where Confucian philosophy had similarly been subordinated
to Buddhism, Confucian teachings were revitalized. The curriculum was refashioned to restore the ethical writings
of figures like Confucius and his interpreters to a central position, and metaphysical and cosmological teachings
were restructured in a manner that undermined Buddhism's heretofore hegemonic claims to authority in those
areas. The central figure in this development was Zhu Xi (1130-1200) who, without diminishing his achievement,
is often described as having synthesized the teachings of a number of earlier figures including Zhou Dunyi, Zhang
Zai, Shao Yong and the brothers Cheng Hao and Cheng Yi.
Zhu Xi understood the world to be constructed of a combination of principle (li; in Japanese, ri) and material force
(qi; in Japanese, ki). Principle, a singular term which included both natural and moral principles, has ontological
priority over material force and is complete, unchanging, eternal and good. Material force, by contrast, represents
the physical stuff of the universe, is changeable, and contains both good and bad elements ( Qi). Together,
principle and material force were thus seen by Zhu Xi as comprising the entire physical universe and as operating
according to the same rhythms of change and stasis that govern the cosmos.
Within human beings, according to Zhu Xi, principle corresponds to one's original nature (benran zhi xing; in
Japanese, honzen no sei), or in other words, that disposition which humans share at the moment of birth and which
is likewise naturally and equally good among all people ( Xing). Similarly, in humans material force is
represented by one's specific nature (qizhi zhi xing; in Japanese, kishitsu no sei), that disposition which is specific
to oneself and which varies in its turbidity from one person to the next. Under ideal circumstances when one's
emotions are not aroused to excess, one can respond naturally to one's original nature and one's behaviour
accordingly will seemingly spontaneously conform to correct norms. At other times, however, one's emotions and
desires are agitated to the extent that they interfere with the ability to respond to others with goodness or in a
humane manner. Thus the key to goodness, Zhu Xi taught, was learning how to still one's specific nature so that
one's original nature might be manifested in all its excellence. This exercise in turn can be facilitated by either of
two ways: first, one can study the external world in order to discern the role of principle within it, recognizing that
by apprehending truths concerning principle in the world, one has likewise learned something about one's original
nature; alternatively, one may cultivate the quality of seriousness (qing; in Japanese, kei) through such practices as
quiet sitting or study of the canonical literature, thereby learning how to still one's potentially disruptive emotional
excesses. This twofold praxis gave Zhu Xi's philosophy both intellectually and spiritually compelling properties.
These teachings, often styled ‘neo-Confucianism' in European and North American scholarship, reached Japan in
the thirteenth century, but aside from a brief period of vogue at the imperial court of Emperors Hanazono
(1308-18) and Godaigo (1318- 39), they were taught almost exclusively in Zen monasteries and hence were not
regarded as a subject for serious study independent from Buddhism. Such practises as Confucian quiet sitting were
thus represented in the monasteries as simply less well-developed versions of such Zen teachings as ‘sitting in
meditation' (zazen). Thus, even though Confucian texts were also included in the curriculum of the Ashikaga
gakk? (academy) at which scions of this distinguished family trained for service in the bakufu (central
government), the teachings had the status more of one of the polite gentlemanly accomplishments than that of
political philosophy with its own intellectual integrity. The contrast with the continent could not in this respect
have been much greater, for there Zhu Xi's teachings were at the root of a radical change in both ontology and
epistemology from a fundamentally Buddhist orientation to one which was grounded in Confucianism (
Neo-Confucian philosophy).
3 Tokugawa Confucianism
The relatively low regard in which Confucian philosophy was held in Japan prior to the seventeenth century
changed during the Tokugawa period (1600-1868). Spurred on the one hand by the arrival of new Confucian texts
from Korea as part of the booty from Japan's unsuccessful invasion of that country, and on the other hand by the
Tokugawa government's eventual understanding of the utility of secular ideology in bolstering its claims to
legitimate rule, Confucian teachings for the first time in Japan enjoyed the status of an independent subject of
scholarly inquiry. Recent scholarship has demonstrated, however, that Confucianism's displacement of
Buddhism's hegemony in these areas was a somewhat slower process than had previously been understood, and
required the better part of a century to accomplish.
A pioneering figure in this development was Fujiwara Seika (1561-1617), a former Zen priest who became
fascinated with the rich diversity of continental Confucian philosophy reflected in the newly imported texts. Seika
was attracted to and taught doctrines from a broad range of Chinese and Korean Confucian scholars, including
those who challenged the authority of Zhu Xi's teachings. It was Seika's disciple Hayashi Razan (1583-1657)
who, by contrast, became an early champion of the version represented by the teachings of Zhu Xi. Since these
teachings had been sanctioned in China since the early fourteenth century as the correct interpretation for the
official state-sponsored exams, they were essential to the curriculum of all who aspired to government service in
China, and if anything they enjoyed even greater favour among aristocratic and official elites in Korea (
Confucian philosophy, Korean). Hayashi Razan initiated efforts, later continued by his son Hayashi Gah?
(1618-80), to win official endorsement of these teachings by Japan's central military government with the Hayashi
themselves as the authorized interpreters of this tradition. These efforts bore fruit later when, in 1691, the Shogun
Tokugawa Tsunayoshi donated land for the relocation of the Hayashi family's school in Edo (modern Tokyo) and
appointed Razan's grandson Hayashi H?k? (1644-1732) as its head, a position that the Hayashi maintained within
their family through the remainder of the Tokugawa period.
Outside the Hayashi family, Yamazaki Ansai (1618-82) was probably the best known Japanese spokesman for Zhu
Xi's teachings. Yamazaki Ansai founded his own school, the Kimon, in which he stressed an uncompromising
moral rigour in one's pursuit of sagehood, with particular emphasis on the cultivation of seriousness. Ansai also
formulated his own version of Shint? called Suika in which somewhat arbitrary correspondences were drawn
between elements in the Confucian metaphysic and Shint? noumena. The Kimon was by far the most successful
private academy in Japan devoted to the teachings of Zhu Xi, though Ansai's attempt to reconcile Confucianism
with Shint? and his tradition of moralism meant that the academy was never without its share of controversies.
Zhu Xi's teachings were responsible in Japan for a complex intellectual legacy which included humanism,
rationalism, ethnocentrism and ‘historical mindedness'. The humanism was related to Zhu Xi's conviction that the
responsibility for maintaining the delicate balance that lay at the heart of both the individual and the cosmos lay
squarely on the shoulders of human beings. The rationalism emerged in response to the Confucian belief that the
world and all its phenomena were ultimately understandable, and even though the understandings might vary
among Confucian teachers, the mere assumption of intelligibility encouraged a broad range of scholarly enquiries.
The ethnocentrism was related to the fact that Confucians in China had traditionally regarded their own heritage
and tradition as paramount, and so despite the fact that Confucians in Japan were at times regarded as excessively
Sinophilic, Japanese Confucians often manifested patriotic qualities that were in no way secondary to those of
their Chinese counterparts. Finally, the historical mindedness derived from the fact that Confucianism taught that
all examples or virtue and vice necessary to demonstrate the essentially self-correcting property of historical
principles might be found within the copious records of the past.
Furthermore, with the ontological and epistemological shift that Confucian philosophy provoked, one observes the
transformation of a host of related fields of study of which Shint? provides perhaps the best example ( Shint?).
Shint? had heretofore existed in comfortable equilibrium with Buddhism and had reconciled its teachings to
Buddhism, but from the very start of the Tokugawa period, and with increasing frequency through the seventeenth
century, one observes Shint? scholars seeking to refashion their theologies, dropping Buddhist epistemes and
replacing them with Confucian vocabulary and assumptions. Many Confucian scholars in Japan, in particular those
identified with the Zhu Xi tradition, were for their part similarly impelled to reconcile the ‘truths' of Confucian
philosophy with the traditional spirituality of Shint?.
In China the principal challenge within the Confucian tradition to the teachings of Zhu Xi was identified with the
teachings of the scholar and celebrated general Wang Yangming (1472-1528) who identified the mind as the seat
of original goodness within human beings. His philosophy emphasized what he styled the ‘unity of thought and
action' whereby, for example, the concept of filial piety was regarded as the genesis of filial action, and filial
action was regarded as the completion of the filial impulse. Further, by emphasizing the mind's intuitive
understanding of goodness, Wang Yangming and his followers de-emphasized the study either of texts to glean
their truths or the physical world to plumb its principles. This philosophy, known as Y?meigaku (literally
‘Yangming studies') in Japan, had proponents there during the seventeenth century, of whom the two best known
were Nakae T?ju (1608-48) and Kumazawa Banzan (1619-91), who was also celebrated as a reformer of the
samurai class. Nonetheless, Y?meigaku did not command a large audience in Japan until the closing years of the
Tokugawa period when its idealistic orientation proved attractive to a wide range of politically activist reformers.
In Japan, however, a more significant Confucian challenge to Zhu Xi's teachings was mounted by those scholars
whose teachings are collectively referred to as Ancient Studies (kogaku). Though the various scholars identified
with Ancient Studies differed significantly, they shared the premise that if truths representing a Way lay within the
core texts of ancient Confucianism, then those truths might be better apprehended through the study of the ancient
texts themselves, than by reading the exegesis on those texts written centuries later by scholars like Zhu Xi.
Ancient Studies is said to have begun with the writings of Yamaga Sok? (1622-85), who described how he came to
understand that his ‘misunderstandings' derived from his reliance on Chinese commentaries, but that once he
turned directly to the writings of Confucius and the other ancient sages, he finally understood their message. A
similar approach was used by It? Jinsai (1627-1705) and his son It? T?gai (1670-1736) whose school, the Kogid?
(Hall of Ancient Meaning), represents the first financially successful private Confucian academy in Japan.
The most prominent of the Ancient Studies scholars, however, was Ogy? Sorai (1666-1728). Where other
Confucian scholars in Japan had accepted naturalist ontologies and without exception regarded the sage as a figure
of great wisdom who discovered the Way and its truths, Ogy? Sorai applied a historicist perspective to this
question. Sorai regarded the Way as a ‘comprehensive term' which included those laws, rituals and other practices
that ancient rulers invented and applied successfully to rectify the ills of their own ages. If, Sorai argued, the ills of
the present are to be similarly rectified, then one must account for the altered circumstances that prevail in another
time and place for the application of this redefined ‘Way' to be successful. Further, the manner in which one learns
of the ancient Way is through the study of ancient texts in which the Way is encoded, but since the words that
comprise those texts have themselves changed over time, Sorai insisted that his students become proficient in
historical linguistics. Known as the Ken'en, the Sorai school is believed to have been the most popular of all
Confucian schools in Japan through the mid-eighteenth century.
Confucian philosophy influenced the Tokugawa polity in a variety of ways. Perhaps the most conspicuous was the
tendency within the society to see itself as comprised of four classes with samurai (shi) at the top, followed by
agriculturalists, artisans and merchants in that order. Notwithstanding the fact that this ideal came to deviate
significantly from the mercantilist realities of urban Japan, this paradigm was of Confucian origin in China and
represented the attempt to identify the Japanese samurai class with the scholar-bureaucrat (shi) class of China.
Similarly, the study of Confucian philosophy came to be of vocational advantage to samurai who found their
martial skills no longer as useful to a society that remained essentially at peace for over two centuries. In this way,
many samurai became sufficiently expert in Confucian philosophy to themselves become instructors of the subject
within their own private academies. One benefit that Japanese society later derived from this development in the
study of Confucian philosophy was a well-developed literate and patriotic managerial class available to serve the
nation in its later modernization efforts.
Throughout the seventeenth and early eighteenth centuries, there was no academic tension between the study of
Confucian philosophy and the study of subject material from the native tradition, but during the eighteenth
century, scholars devoted to the study of things Japanese criticized Confucians in Japan for not only neglecting but
even harming their own tradition by engaging in the study of a ‘foreign' humanly constructed Way.
Notwithstanding that this argument both applied and owed more to the followers of Ogy? Sorai than other
Confucian schools, one does observe a new tension between Confucian and nativist pursuits during much of the
eighteenth century, a tension which is essentially overcome through the reconvergence of these academic fields
during the nineteenth century.
The scholars who most successfully represented this synthesis of Confucian and native ideals were largely
identified with the Mito domain. The daimy? (or lords) of Mito had aggressively sponsored scholarship on
Japanese history and ancient classics since the seventeenth century, devoting as much as one-third of the domain's
revenue to sponsored research. As the shortcomings of the Tokugawa state became steadily more apparent, it was
Confucian scholars from Mito who sought to identify within the Japanese traditions paradigms of such Confucian
virtues as loyalty and filial piety, arguing that the study of Japanese history revealed those virtues to have existed
in more persuasive forms in Japan than in China.
In the same manner, one can observe within Japanese Confucian philosophy itself the fracturing of Confucianism
into competing schools in the eighteenth century, followed by the nineteenth-century resurgence of certain
syncretic tendencies within the Confucian tradition. For example, even though the popularity of the various
Ancient Studies schools of Confucianism contributed unprecedented pluralism and intellectual vitality to
Confucian philosophic circles, the often contentious relations between schools represented a scholarly atmosphere
that some regarded as indecorous. Alarmed over what it regarded as an unhealthy degree of intellectual heterodoxy
within Confucian circles generally, and the Hayashi school in particular, the Tokugawa government issued a
directive in 1790 ordering the head of the Hayashi school to maintain greater fidelity to the teachings of Zhu Xi.
This concern with philosophical orthodoxy was, in fact, just one way in which the government at this time was
attempting to return to those ‘fundamentals' which it believed to have been responsible for the success of the
Tokugawa state in the seventeenth century.
Numerous Confucian philosophers of the late Tokugawa regarded what they perceived to be the ills of their age as
related on the one hand to this contentious intellectual atmosphere and on the other to an excessive tendency
toward activism on the part of other Confucians. These scholars sought solace in and believed that they might
affect reform through eclectic approaches to the exegesis of traditional Confucian texts. Their scholarship lacks the
vitality of that evidenced within Confucian circles of the first half of the Tokugawa period, and in most studies
they have been overshadowed by their more activist contemporaries; yet their scholarship provides compelling
evidence of the degree to which Confucian philosophy represented an intellectual sanctuary for many
late-Tokugawa intellectuals.
4 Confucianism in modern Japan
Confucian philosophy contributed to the rationales used by ideologues who led the Meiji Restoration of 1868. For
example, the slogan ‘Loyalty to sovereign (ch?) and filial piety (k?) are one' argued that Confucian loyalty to
one's lord, here understood to mean the emperor, was no less fundamental than those Confucian virtues that bound
family relationships, of which filial piety was always regarded as the foundational virtue. Similarly, the slogan
taigi meibun used Confucian vocabulary to argue that there was a correct fixed position for each person within an
essentially immutable social order, and when each person performed their duty the social order was harmonious.
Both of these slogans reflect the fact that Confucianism generally appears both during the Meiji Restoration and
thereafter primarily in terms of its social and political ethics, with the emphasis on individual duty and
responsibility.
During the Meiji period, when much that was traditional in nature was overwhelmed by the rapid reforms,
Confucian philosophy demonstrated remarkable resiliency as its vocabulary and reasoning were used in various
ways to reinforce an understanding of the Japanese polity as a quasi-family state. This is particularly evident in the
Imperial Rescript on Education promulgated in 1890 under what is believed to be the influence of the Meiji
emperor's Confucian tutor, Motoda Nagazane (1818-91). The Rescript speaks of the Japanese people as subjects
who are ‘united in loyalty and filial piety', representing the ‘fundamental character' of the Japanese empire and the
foundation of its education. Other Meiji scholars such as Nishimura Shigeki (1828-1902) sought to reconcile the
‘truths' of Confucianism with the ‘truths' of Western culture and civilization, often under one or another variation
of the binary theme ‘Eastern ethics and Western science'.
Despite the fact that Confucian philosophy has been alternatively vilified in Japan as synonymous with all that is
old-fashioned and hence bad, and lionized as embodying all that is noble and of enduring value within the
traditional culture, it is evident that a number of assumptions that are characteristic of Confucian ontology and
ethics remain widely accepted within present-day Japan. Conspicuous among these are the assumptions that there
are enduring metaphysical principles that undergird the physical world, and that these principles have a
self-correcting quality. For this reason, a fundamental moral optimism is justified. These principles have an
analogue within human beings in the form of an originally good disposition which is instinctively capable of moral
and ethical behaviour. Human relations are similarly governed by enduring principles, where these relations tend
overwhelmingly to be vertical in character with clear superiors and subordinates. One's most important
relationships are those within the family, and it is these domestic relationships that provide the training ground for
the more complex relationships one enters into outside the home. Since both the material world and the realm of
human society are governed by identical principles, all phenomena and things, all persons and other creatures are
interrelated, making it possible to gain insight into the whole from mastery of any of its parts.
There are other ways in which Confucian philosophy is said to have contributed its legacy to the intellectual and
social fabric of contemporary Japan. Most prominent among these are the assertions that the high value attached to
education, the high levels of respect accorded to those in authority, the reverence shown toward one's ancestors
and forebears, and the willingness to subordinate one's own interests to the interests of larger collectivities in
modern Japan are all attributable to the influence of Confucian philosophy. More recent scholarship, however, has
tended to see these tendencies as features that either have antecedents in pre-Confucian times or that can be traced
to other influences, though there is broad agreement that Confucian philosophy at the very minimum contributed to
the reinforcement of these values, each of which remains prominent in modern Japan.